Regulatory Affairs 
 
 
Regulatory Affairs
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DateDocument TypeTitle
03 Jun 2013 Regulatory Comment Comments of Moody's Investors Service to the Securities and Exchange Commission following the Credit Ratings Roundtable
15 Apr 2013 Regulatory Comment Sovereign Ratings and Regulation: The Problem of Intervention
15 Mar 2013 Regulatory Comment Moody's Investors Service Response to the Basel Committee – Revisions to the Basel Securitisation Framework
20 Feb 2013 Regulatory Comment Moody's Continues to Implement Changes in Response to Evolving Regulatory Requirements - The Disclosure Form (Simplified Chinese translation)
29 Jan 2013 Regulatory Comment Moody's Continues to Implement Changes in Response to Evolving Regulatory Requirements - The Disclosure Form
18 Oct 2012 Regulatory Comment Moody's Investors Service Response to the European Commission on Undertakings for Collective Investment in Transferable Securities (UCITS)
11 Oct 2012 Regulatory Comment Creating Confidence: China's Credit Markets Within a Global Context (Simplified Chinese Translation)
08 Oct 2012 Regulatory Comment Creating Confidence: China's Credit Markets Within a Global Context
05 Jul 2012 Regulatory Comment A Solution for the Credit Rating Agency Debate (Russian translation)
15 May 2012 Regulatory Comment A Solution for the Credit Rating Agency Debate (Arabic translation)
08 May 2012 Regulatory Comment The Role of Ratings in the Financial System
04 May 2012 Regulatory Comment A Solution for the Credit Rating Agency Debate (Italian translation)
30 Apr 2012 Regulatory Comment Comments of Moody's Analytics on the Federal Reserve System's proposed rule regarding enhanced prudential standards and early remediation requirements for covered companies
23 Apr 2012 Regulatory Comment A Solution for the Credit Rating Agency Debate (German translation)
17 Apr 2012 Regulatory Comment A Solution for the Credit Rating Agency Debate (French translation)
16 Apr 2012 Regulatory Comment A Solution for the Credit Rating Agency Debate (Simplified Chinese translation)
22 Mar 2012 Regulatory Comment A Solution for the Credit Rating Agency Debate
02 Feb 2012 Regulatory Comment Testimony of Richard Cantor before the U.S. House of Representatives Committee on Financial Services Sub-committee on Oversight and Investigations
10 Jan 2012 Regulatory Comment L'importance de reconstruire la confiance dans les marchés de crédit et la régulation des agences de notations
29 Nov 2011 Regulatory Comment Rebuilding Confidence in Credit
21 Oct 2011 Regulatory Comment Moody's Investors Service Response to ESMA: Draft Regulatory Technical Standards on the presentation of the information that CRAs shall disclose in accordance with article 11(2) and point 1 of part II section E of Annex I to Regulation (EC) No 1060/2009
21 Oct 2011 Regulatory Comment Moody's Investors Service Response to ESMA: Draft Regulatory Technical Standards on the information to be provided to ESMA by a CRA in its application for registration and certification and for the assessment of its systemic importance
21 Oct 2011 Regulatory Comment Moody's Investors Service Response to ESMA: Draft Regulatory Technical Standards on the content and format of ratings data periodic reporting to be submitted from credit rating agencies
21 Oct 2011 Regulatory Comment Moody's Investors Service Response to ESMA: Consultation Paper on Regulatory Technical Standards on the assessment of compliance of credit rating methodologies with the requirements set out in article 8(3) of Regulation (EC) No 1060/2009
13 Sep 2011 Regulatory Comment Comments of Moody's Investors Service on SEC's Request for Comment to Assist in Study on Assigned Credit Ratings
07 Sep 2011 Regulatory Comment Moody's Investors Service Looks Forward as Regulatory Landscape Evolves (Traditional Chinese translation)
07 Sep 2011 Regulatory Comment Moody's Investors Service Looks Forward as Regulatory Landscape Evolves (Simplified Chinese translation)
31 Aug 2011 Regulatory Comment Moody's Comment Letter on the Canadian Securities Administrators' Proposed Rules Relating to Disclosure for Securitized Products
23 Aug 2011 Regulatory Comment Moody's Investors Service Looks Forward as Regulatory Landscape Evolves (Korean translation)
10 Aug 2011 Regulatory Comment Moody's Investors Service Response to U.S. SEC's Request for Comment on Proposed Rules for NRSROs
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