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Regulatory Affairs 
 
 
Regulatory Affairs
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DateDocument TypeTitle
03 Dec 2014 Regulatory Comment Moody's Canada Inc. Comments on Draft Provincial Capital Markets Act and Draft Capital Markets Stability Act to Implement a Cooperative Capital Markets Regulatory System in Canada
10 Nov 2014 Regulatory Comment The Future for Asia Pacific Economic Integration: A Global Perspective
31 Oct 2014 Regulatory Comment Moody's Investors Service Response to ESMA Consultation Paper on periodic information to be submitted to ESMA by Credit Rating Agencies
03 Jun 2014 Regulatory Comment When Capital Markets Function Well (Simplified Chinese translation)
20 May 2014 Regulatory Comment When Capital Markets Function Well
09 May 2014 Regulatory Comment Opinion versus fact: The difference Between Private Sector and Public Sector Expectations of Credit Ratings
28 Apr 2014 Regulatory Comment Comments of Moody's Investors Service on Re-Opening of the Comment Period for SEC Release on Asset-Backed Securities and Asset Level Disclosure
11 Apr 2014 Regulatory Comment Moody's Investors Service Response to ESMA Consultation Paper on CRA3 Implementation
08 Apr 2014 Regulatory Comment Announcement about organizational changes with personnel transfers (Japanese translation)
05 Dec 2013 Regulatory Comment Moody's Investors Service Response to ESAs' Joint Consultation Paper on Mechanistic References to Credit Ratings in Guidelines and Recommendations
10 Oct 2013 Regulatory Comment Moody's Investors Service Response to ESMA Discussion Paper on CRA3 Implementation
25 Jun 2013 Regulatory Comment Moody's Investors Service Response to the European Commission's Green Paper on Long-term Financing of the European Economy
03 Jun 2013 Regulatory Comment Comments of Moody's Investors Service to the Securities and Exchange Commission following the Credit Ratings Roundtable
21 May 2013 Regulatory Comment Matters Relating to Ratings Assignment Policy, etc. Prescribed under Article 299, Item 36 (a) of the Cabinet Office Ordinance with Respect to Financial Instruments Business, Etc. (Japanese translation)
21 May 2013 Regulatory Comment Matters Relating to Ratings Assignment Policy, etc. Prescribed under Article 299, Item 36 (a) of the Cabinet Office Ordinance with Respect to Financial Instruments Business, Etc. (Japanese translation)
15 Apr 2013 Regulatory Comment Sovereign Ratings and Regulation: The Problem of Intervention
15 Mar 2013 Regulatory Comment Moody's Investors Service Response to the Basel Committee – Revisions to the Basel Securitisation Framework
20 Feb 2013 Regulatory Comment Moody's Continues to Implement Changes in Response to Evolving Regulatory Requirements - The Disclosure Form (Simplified Chinese translation)
29 Jan 2013 Regulatory Comment Moody's Continues to Implement Changes in Response to Evolving Regulatory Requirements - The Disclosure Form
18 Oct 2012 Regulatory Comment Moody's Investors Service Response to the European Commission on Undertakings for Collective Investment in Transferable Securities (UCITS)
11 Oct 2012 Regulatory Comment Creating Confidence: China's Credit Markets Within a Global Context (Simplified Chinese Translation)
08 Oct 2012 Regulatory Comment Creating Confidence: China's Credit Markets Within a Global Context
05 Jul 2012 Regulatory Comment A Solution for the Credit Rating Agency Debate (Russian translation)
15 May 2012 Regulatory Comment A Solution for the Credit Rating Agency Debate (Arabic translation)
08 May 2012 Regulatory Comment The Role of Ratings in the Financial System
04 May 2012 Regulatory Comment A Solution for the Credit Rating Agency Debate (Italian translation)
30 Apr 2012 Regulatory Comment Comments of Moody's Analytics on the Federal Reserve System's proposed rule regarding enhanced prudential standards and early remediation requirements for covered companies
23 Apr 2012 Regulatory Comment A Solution for the Credit Rating Agency Debate (German translation)
20 Apr 2012 Regulatory Comment Information Considered Important in Evaluating the Appropriateness (Japanese translation)
20 Apr 2012 Regulatory Comment Information Considered Important in Evaluating the Appropriateness (Japanese translation)
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