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Regulatory Affairs 
 
 
Regulatory Affairs
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DateDocument TypeTitle
05 Nov 2018 Regulatory Comment Moody's Investors Service Comments on Proposed Amendments to SEC Rule 17g-5(a)(3) (File Number S7-22-18)
24 May 2018 Regulatory Comment Moody's Investors Service Ltd. Comments on European Securities and Markets Authority Consultation Paper on Guidelines on the Application of the Endorsement Regime under Article 4(3) of the CRAR – Supplementary Guidance on “As Stringent As”
04 Oct 2017 Regulatory Comment Moody's Canada Inc. Comments on the Canadian Securities Administrators Notice and Request for Comment Relating to Designated Rating Organizations and Proposed Amendments to NI 25-101
28 Sep 2017 Regulatory Comment Moody's Investors Service Ltd. Comments on European Securities and Markets Authority Consultation Paper on Draft Technical Advice on the Format and Content of the Prospectus (ESMA31-62-532)
04 Aug 2017 Regulatory Comment Moody's Canada Comments on the Draft OSFI Guideline for the Minimum Capital Test for Federally Regulated Property and Casualty Insurance Companies
03 Jul 2017 Regulatory Comment Moody's Investors Service Comments on the ESMA Consultation Paper on the Update of the Guidelines on the Application of the Endorsement Regime under Article 4(3) of the Credit Rating Agencies Regulation
28 Jun 2017 Regulatory Comment Modern Slavery and Human Trafficking Statement
04 Nov 2016 Regulatory Comment Climate Change: In the wake of COP 22, policy momentum is building globally to implement carbon emission reduction strategies
22 Aug 2016 Regulatory Comment Moody's Investors Service Comments on ESMA Consultation Paper on the Guidelines on the Validation and Review of Credit Rating Agencies' Methodologies
25 Jul 2016 Regulatory Comment Our Purpose, Process and Performance
06 Jul 2016 Regulatory Comment Moody's Canada Inc. Comments on Revised Consultation Draft of the Capital Markets Stability Act
09 May 2016 Regulatory Comment Moody's Canada Comments on Draft OSFI Guideline for Life Insurance Capital Adequacy Test
19 Feb 2016 Regulatory Comment Moody's Investors Service Comments on ESMA Discussion Paper on the Validation and Review of Credit Rating Agencies' Methodologies
05 Feb 2016 Regulatory Comment Moody's Investors Service Response to BCBS Discussion Paper on Proposed Capital Requirements for STC Securitisation
29 Jan 2016 Regulatory Comment Moody's Investors Service Comments on European Commission Call for Evidence on the EU Regulatory Framework for Financial Services
29 Jan 2016 Regulatory Comment Moody's Investors Service Comments on European Supervisory Authorities Joint Consultation Paper on PRIIPs Key Information Documents Regulatory Technical Standards
21 Jan 2016 Regulatory Comment Moody's Investors Service Response to EBA Discussion Paper on the Definition of Default
26 Nov 2015 Regulatory Comment The Future of Asia Pacific Growth
10 Nov 2015 Regulatory Comment Securitisation Reform Proposals
07 Aug 2015 Regulatory Comment Moody's Investors Service Response to EBA Proposed ITS on the Mapping of ECAIs Credit Assessments for Securitisation Positions
08 Jul 2015 Regulatory Comment Moody's Investors Service Response to IOSCO Discussion Paper on Sound Practices at Large Intermediaries: Alternatives to the Use of Credit Ratings
08 Jun 2015 Regulatory Comment Moody's Implements New Dodd-Frank Disclosure Rules
13 May 2015 Regulatory Comment Moody's Investors Service Comments on the European Commission Consultation Paper on an EU Framework for Simple, Transparent and Standardised Securitisation
13 May 2015 Regulatory Comment Moody's Investors Service Comments on the European Commission Green Paper on Building a Capital Markets Union
27 Mar 2015 Regulatory Comment Moody's Investors Service Response to BCBS Discussion Paper on Capital Floors Under the Revised Standardised Approach
27 Feb 2015 Regulatory Comment Moody's Investors Service Comments on EBA, ESMA, and EIPOA Joint Discussion Paper on the Use of Credit Ratings by Financial Intermediaries Under Article 5(a) of the CRA Regulation on Mechanistic References to Credit Ratings in Guidelines and Recommendatio
23 Feb 2015 Regulatory Comment Moody's Investors Service Response to IOSCO Discussion Paper on Cross Border Regulation
13 Feb 2015 Regulatory Comment Moody's Investors Service Response to BCBS IOSCO Consultative Document: Criteria for identifying simple, transparent and comparable securitisation
14 Jan 2015 Regulatory Comment Moody's Investors Service Response to EBA Discussion Paper on simple, standard and transparent securitisations (EBA/DP/2014/02)
03 Dec 2014 Regulatory Comment Moody's Canada Inc. Comments on Draft Provincial Capital Markets Act and Draft Capital Markets Stability Act to Implement a Cooperative Capital Markets Regulatory System in Canada
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