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Regulatory Affairs 
 
 
Regulatory Affairs
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DateDocument TypeTitle
25 Jul 2016 Regulatory Comment Our Purpose, Process and Performance
19 Feb 2016 Regulatory Comment Moody's Investors Service Comments on ESMA Discussion Paper on the Validation and Review of Credit Rating Agencies' Methodologies
05 Feb 2016 Regulatory Comment Moody's Investors Service Response to BCBS Discussion Paper on Proposed Capital Requirements for STC Securitisation
29 Jan 2016 Regulatory Comment Moody's Investors Service Comments on European Commission Call for Evidence on the EU Regulatory Framework for Financial Services
29 Jan 2016 Regulatory Comment Moody's Investors Service Comments on European Supervisory Authorities Joint Consultation Paper on PRIIPs Key Information Documents Regulatory Technical Standards
21 Jan 2016 Regulatory Comment Moody's Investors Service Response to EBA Discussion Paper on the Definition of Default
26 Nov 2015 Regulatory Comment The Future of Asia Pacific Growth
10 Nov 2015 Regulatory Comment Securitisation Reform Proposals
07 Aug 2015 Regulatory Comment Moody's Investors Service Response to EBA Proposed ITS on the Mapping of ECAIs Credit Assessments for Securitisation Positions
08 Jul 2015 Regulatory Comment Moody's Investors Service Response to IOSCO Discussion Paper on Sound Practices at Large Intermediaries: Alternatives to the Use of Credit Ratings
08 Jun 2015 Regulatory Comment Moody's Implements New Dodd-Frank Disclosure Rules
13 May 2015 Regulatory Comment Moody's Investors Service Comments on the European Commission Consultation Paper on an EU Framework for Simple, Transparent and Standardised Securitisation
13 May 2015 Regulatory Comment Moody's Investors Service Comments on the European Commission Green Paper on Building a Capital Markets Union
27 Mar 2015 Regulatory Comment Moody's Investors Service Response to BCBS Discussion Paper on Capital Floors Under the Revised Standardised Approach
27 Feb 2015 Regulatory Comment Moody's Investors Service Comments on EBA, ESMA, and EIPOA Joint Discussion Paper on the Use of Credit Ratings by Financial Intermediaries Under Article 5(a) of the CRA Regulation on Mechanistic References to Credit Ratings in Guidelines and Recommendatio
23 Feb 2015 Regulatory Comment Moody's Investors Service Response to IOSCO Discussion Paper on Cross Border Regulation
13 Feb 2015 Regulatory Comment Moody's Investors Service Response to BCBS IOSCO Consultative Document: Criteria for identifying simple, transparent and comparable securitisation
14 Jan 2015 Regulatory Comment Moody's Investors Service Response to EBA Discussion Paper on simple, standard and transparent securitisations (EBA/DP/2014/02)
03 Dec 2014 Regulatory Comment Moody's Canada Inc. Comments on Draft Provincial Capital Markets Act and Draft Capital Markets Stability Act to Implement a Cooperative Capital Markets Regulatory System in Canada
10 Nov 2014 Regulatory Comment The Future for Asia Pacific Economic Integration: A Global Perspective
31 Oct 2014 Regulatory Comment Moody's Investors Service Response to ESMA Consultation Paper on periodic information to be submitted to ESMA by Credit Rating Agencies
30 Sep 2014 Regulatory Comment Moody's Investors Service Response on the European Commission's Impact Assessment Guidelines
30 Sep 2014 Regulatory Comment Moody's Investors Service Response on the European Commission's Stakeholder Consultation Guidelines
26 Sep 2014 Regulatory Comment Moody's Investors Service Response to BCBS Consultative Document: Review of Pillar III Disclosure Requirements
05 Sep 2014 Regulatory Comment Moody's Investors Service Response on IOSCO's Good Practices on Reducing Reliance on Credit Rating Agencies in Asset Management
04 Jul 2014 Regulatory Comment Moody's Investors Service Response to the ECB BoE Discussion Paper: The case for a better functioning securitisation market in the European Union
03 Jun 2014 Regulatory Comment When Capital Markets Function Well (Simplified Chinese translation)
20 May 2014 Regulatory Comment When Capital Markets Function Well
09 May 2014 Regulatory Comment Opinion versus fact: The difference Between Private Sector and Public Sector Expectations of Credit Ratings
28 Apr 2014 Regulatory Comment Comments of Moody's Investors Service on Re-Opening of the Comment Period for SEC Release on Asset-Backed Securities and Asset Level Disclosure
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