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Moody's Investors Service

Regulatory Affairs

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Date	Document Type	Title
30 Nov 2020	Regulatory Comment	Moody's confirms it expects EU and UK credit ratings to be available for regulatory use after the Brexit implementation period
30 Oct 2020	Regulatory Comment	Moody's Investors Service Comment on the Second Draft of the Conduct of Financial Institutions Bill, South Africa
01 Oct 2020	Regulatory Comment	Moody's Investors Service Comment Letter on the IOSCO Principles on Outsourcing Consultation Report
01 Sep 2020	Regulatory Comment	Moody's Investors Service Comment Letter on the European Securities and Markets Authority Consultation on Guidelines on Outsourcing to Cloud Service Providers
15 Jul 2020	Regulatory Comment	Moody's ESG Solutions Comment Letter on the European Commission's Consultation on the Renewed Sustainable Finance Strategy
15 Jul 2020	Regulatory Comment	Moody's Investors Service Comment Letter on the European Commission's Consultation on the Renewed Sustainable Finance Strategy
11 Jun 2020	Regulatory Comment	Moody's Investors Service Comment Letter on the European Commission's Consultation on the Non-Financial Reporting Directive
08 Apr 2020	Regulatory Comment	Understanding Moody's Credit Ratings
31 Jan 2020	Regulatory Comment	Moody's Investors Service Letter to the International Financial Reporting Standards Interpretations Committee on Classification and Disclosure of Liabilities and Liquidity Risks Arising from Supply Chain Financing Arrangements
31 Jan 2020	Regulatory Comment	Moody's expects EU and UK credit ratings to be available for regulatory use during and after the UK's Brexit implementation period
29 Jan 2020	Regulatory Comment	Moody's Investors Service Letter to U.S. Securities and Exchange Commission Fixed Income Market Structure Advisory Committee (FIMSAC) (File No. 265-30)
30 Sep 2019	Regulatory Comment	Moody's Expects EU and UK Ratings to be Available for Regulatory Use After Brexit
19 Mar 2019	Regulatory Comment	Moody's Investors Service Ltd. Comments on ESMA Consultation Paper on Guidelines on Disclosure Requirements Applicable to Credit Ratings (ESMA 33-9-290)
03 Jan 2019	Regulatory Comment	Moody's Update on Endorsement Status of its non-EU Credit Ratings
12 Nov 2018	Regulatory Comment	Moody's Announces Readiness for Continuation of Credit Rating Activities in the EU and UK Post Brexit
05 Nov 2018	Regulatory Comment	Moody's Investors Service Comments on Proposed Amendments to SEC Rule 17g-5(a)(3) (File Number S7-22-18)
24 May 2018	Regulatory Comment	Moody's Investors Service Ltd. Comments on European Securities and Markets Authority Consultation Paper on Guidelines on the Application of the Endorsement Regime under Article 4(3) of the CRAR – Supplementary Guidance on “As Stringent As”
04 Oct 2017	Regulatory Comment	Moody's Canada Inc. Comments on the Canadian Securities Administrators Notice and Request for Comment Relating to Designated Rating Organizations and Proposed Amendments to NI 25-101
28 Sep 2017	Regulatory Comment	Moody's Investors Service Ltd. Comments on European Securities and Markets Authority Consultation Paper on Draft Technical Advice on the Format and Content of the Prospectus (ESMA31-62-532)
04 Aug 2017	Regulatory Comment	Moody's Canada Comments on the Draft OSFI Guideline for the Minimum Capital Test for Federally Regulated Property and Casualty Insurance Companies
03 Jul 2017	Regulatory Comment	Moody's Investors Service Comments on the ESMA Consultation Paper on the Update of the Guidelines on the Application of the Endorsement Regime under Article 4(3) of the Credit Rating Agencies Regulation
28 Jun 2017	Regulatory Comment	Modern Slavery and Human Trafficking Statement
04 Nov 2016	Regulatory Comment	Climate Change: In the wake of COP 22, policy momentum is building globally to implement carbon emission reduction strategies
22 Aug 2016	Regulatory Comment	Moody's Investors Service Comments on ESMA Consultation Paper on the Guidelines on the Validation and Review of Credit Rating Agencies' Methodologies
06 Jul 2016	Regulatory Comment	Moody's Canada Inc. Comments on Revised Consultation Draft of the Capital Markets Stability Act
09 May 2016	Regulatory Comment	Moody's Canada Comments on Draft OSFI Guideline for Life Insurance Capital Adequacy Test
19 Feb 2016	Regulatory Comment	Moody's Investors Service Comments on ESMA Discussion Paper on the Validation and Review of Credit Rating Agencies' Methodologies
05 Feb 2016	Regulatory Comment	Moody's Investors Service Response to BCBS Discussion Paper on Proposed Capital Requirements for STC Securitisation
29 Jan 2016	Regulatory Comment	Moody's Investors Service Comments on European Commission Call for Evidence on the EU Regulatory Framework for Financial Services
29 Jan 2016	Regulatory Comment	Moody's Investors Service Comments on European Supervisory Authorities Joint Consultation Paper on PRIIPs Key Information Documents Regulatory Technical Standards

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