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Regulatory Affairs 
 
 
Regulatory Affairs
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DateDocument TypeTitle
05 Dec 1994 Regulatory Comment Moody's Response to SEC Concept Proposal Regarding NRSROs
06 Oct 1995 Regulatory Comment Moody's Response to SEC re Use of Private Sector Ratings in Regulation
02 Mar 1998 Regulatory Comment Moody's Response to SEC re Proposal to Define the Term NRSRO
23 Jul 2002 Regulatory Comment Testimony of John C. Diaz and Pamela M. Stumpp before the U.S. Senate Governmental Affairs Permanent Subcommittee on Investigations
30 Sep 2002 Regulatory Comment Moody's Response to CESR re Consultation Paper on Level 2 Implementing Measures for Possible Market Abuse Directive
21 Nov 2002 Regulatory Comment Statement of Raymond W. McDaniel for the U.S. SEC Hearings on the Role of Credit Rating Agencies in Securities Markets
10 Feb 2003 Regulatory Comment The Role and Function of Rating Agencies: Evolving Perceptions and the Implications for Regulatory Oversight
02 Apr 2003 Regulatory Comment Testimony of Raymond W. McDaniel before the U.S. House of Representatives Financial Services Subcommittee on Capital Markets
29 Jul 2003 Regulatory Comment Moody's Response to the SEC's Concept Release
15 Sep 2003 Regulatory Comment Moody's Comments on the Third Consultative Package of the New Basel Capital Accord
15 Sep 2003 Regulatory Comment Statement to the United States House of Representatives Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises
15 Apr 2005 Regulatory Comment 30th Annual Meeting of the International Organization of Securities Commissions Panel on The Regulation of Rating Agencies
21 Apr 2005 Regulatory Comment The Role and Function of Rating Agencies: Evolving Perceptions and the Implications for Regulatory Oversight (French Version)
09 Jun 2005 Regulatory Comment Moody's Comments on NRSRO Rule Proposal
15 Jun 2005 Regulatory Comment Moody's Comment to the CONSOB -- The Italian Securities Regulator - English Version
15 Jun 2005 Regulatory Comment Moody's Comment to the CONSOB -- The Italian Securities Regulator - Italian Version
22 Jul 2005 Regulatory Comment Moody's Comments on CESR Mandate to Review the CRA Industry
22 Jul 2005 Regulatory Comment Moody's Response to Australian Securities and Investments Commission
22 Jul 2005 Regulatory Comment Moodys Response to CESR Consultation Paper on CRAs
31 Aug 2005 Regulatory Comment Moody's Comment on SEC Technical Assistance
02 Dec 2005 Regulatory Comment Moody's Response to CEBS Supplementary Note
13 Mar 2007 Regulatory Comment Moody's Comments on NRSRO Rule Proposal
26 Mar 2007 Regulatory Comment Moody's Comments To Proposed Risk-Based Capital Calculation Rules For Banks in the US
18 Apr 2007 Regulatory Comment Moody's Testimony Before the Senate Subcommitte on Securities, Insurance and Investment
08 May 2007 Regulatory Comment Testimony of Warren Kornfeld - Managing Director Moody's Investors Service - Before the Subcommittee on Financial Institutions and Consumer Credit
01 Aug 2007 Regulatory Comment CESR Questionnaire Regarding The Rating Of Structured Finance Instruments
26 Sep 2007 Regulatory Comment Testimony of Michael Kanef Before the United States Senate Committee on Banking, Housing and Urban Affairs, September 26, 2007
27 Sep 2007 Regulatory Comment Testimony of Michael Kanef before the U.S. House of Representatives Financial Services Subcommittee on Capital Markets, Insurance and Government-Sponsored Enterprises
15 Nov 2007 Regulatory Comment Moody's Written Evidence Submitted to the UK Parliament's Treasury Committee
13 Dec 2007 Regulatory Comment Moody's Investors Service Response to CESR Expert Group on Credit Rating Agencies
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