to view Moody’s Policy for the Ability of Entities to Decline Publication of Requested Ratings
to view Moody's Investors Service Policy for Record Retention for Rating Services
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here to view Moody's Code of Professional Conduct
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here to view the Report on the Code of Professional Conduct 2015
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here to view Moody’s Policy on Conflict of Interest Certification
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here to view Moody’s Policy for Material Non-Public Information
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here to view Moody’s Policy for Disclosure of Requests for Rating Assignments in the EU and South Africa
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here to view Moody’s EU Insider List Policy
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here to view Moody’s Policy for Disclosures
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here to view Moody’s Policy for Sovereign Ratings
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here to view Moody’s Policy for Rated Entity Notification
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here to view Moody’s Policy for Analyst Rotation
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here to view Moody’s Policy for Designating and Assigning Unsolicited Ratings
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here to view Moody’s Policy for the Issuance of UMLRs and UMPPR in the DIFC and South Africa
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here to view Moody’s Policy for Designating Non-Participating Rated Entities
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here to view Moody’s Policy on the Separation of Credit Rating Personnel from Commercial Information and Activities
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here to view Moody’s Policy on the SEC Rule 17g-7 Reports of Representations and Warranties
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here to view Moody’s Post Employment Policy
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here to view Moody’s Policy on SEC Rule 17g-5(a)(3)
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here to view Moody’s Policy Prohibiting Sales Marketing Activity by Credit Rating Personnel
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here to view Moody’s Policy for Solicitation or Acceptance of Money Gifts Favors or Entertainment
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here to view Moody’s Outside Business Interest Policy
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here to view Moody's Policy for Agency Rotation
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here to view Moody’s Policy Regarding Reporting Breaches of the EU Regulation
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here to view Moody’s Policy on Analyst Training
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here to view Moody’s Credit Rating Refusal Policy
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here to view Moody’s Policy for Securities Trading
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here to view Policy for Outsourcing MIS Important Operational Functions
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here to view Moody’s Policy for the Issuance of Private Credit Ratings
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here to view Moody’s Policy for Public Point-In-Time Credit Ratings Outside Argentina
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here to view Moody’s Email Monitoring Policy
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here to view Moody’s Policy Prohibiting MIS from Rating MCO
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here to view Moody’s Policy on Credit Rating Symbols, Numbers and Scores
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here to view Moody’s Policy for Fee Discussions
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here to view Moody’s Policy for Ancillary and Other Permissible Services
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here to view the MIS – MA Separation Policy
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here to view Moody’s Policy on Communication of Public Rating Actions
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here to view Moody’s Policy on Eligibility to Serve as a Rating Committee Chair
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here to view Moody’s Policy on Not Maintaining CRs on Issuers From Whom MIS Receives 10 Percent of its Annual Billings
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here to view Moody’s Policy on the Conduct of the Rating Committee Process in the EU
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here to view Moody’s Policy on Shareholding
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here to view Moody’s Policy on Pricing Disclosures in the EU
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here to view Moody’s Policy Banning Recommendations Associated with Credit Ratings
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here to view Moody’s Policy for Internal Complaints Regarding MIS Ratings or the Ratings Process
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here to view Moody’s Policy on the Circulation of Rating Committee Materials
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here to view Moody’s Policy for Review of EU Endorsed Sub-Sovereign Ratings
Moody’s Investors Service will publicly disclose any material modifications to its systems, resources and procedures in the Moody’s Investors Service Code of Professional Conduct.
MIS welcomes feedback on the Moody’s Investors Service Code of Professional Conduct. Questions and comments on the Code can be sent to the following email address:
MISCodeofConduct-Comments@moodys.com