to view Moody’s Policy for the Ability of Entities to Decline Publication of Requested Ratings
to view Moody's Investors Service Policy for Record Retention for Rating Services
Click
here to view Moody's Code of Professional Conduct
Click
here to view the Report on the Code of Professional Conduct 2015
Click
here to view Moody’s Policy on Conflict of Interest Certification
Click
here to view Moody’s Policy for Material Non-Public Information
Click
here to view Moody’s Policy for Withdrawal of Credit Ratings
Click
here to view Moody’s Policy for Disclosure of Requests for Rating Assignments in the EU, UK and South Africa
Click
here to view Moody’s EU and UK Insider List Policy
Click
here to view Moody’s Policy for Disclosures
Click
here to view Moody’s Policy for Sovereign Ratings
Click
here to view Moody’s Policy for Rated Entity Notification
Click
here to view Moody’s Policy for Analyst Rotation
Click
here to view Moody’s Policy for Designating and Assigning Unsolicited Ratings
Click
here view Moody’s Policy for the Issuance of UMLRs and UMPPR in the DIFC and South Africa
Click
here to view Moody’s Policy for Designating Non-Participating Rated Entities
Click
here to view Moody’s Policy on the Separation of Credit Rating Personnel from Commercial Information and Activities
Click
here to view Moody’s Policy on the SEC Rule 17g-7 Reports of Representations and Warranties
Click
here to view Moody’s Post Employment Policy
Click
here to view Moody’s Policy on SEC Rule 17g-5(a)(3)
Click
here to view Moody’s Policy Prohibiting Sales Marketing Activity by Credit Rating Personnel
Click
here to view Moody’s Policy for Solicitation or Acceptance of Money Gifts Favors or Entertainment
Click
here to view Moody’s Outside Business Interest and Other Potential Conflicts Policy
Click
here to view Moody's Policy for Agency Rotation
Click
here to view Moody’s Policy Regarding Reporting Breaches of the EU Regulation
Click
here to view Moody’s Policy on Analyst Training
Click
here to view Moody’s Credit Rating Refusal Policy
Click
here to view Moody’s Policy for Securities Trading
Click
here to view Policy for Outsourcing MIS Important Operational Functions
Click
here to view Moody’s Policy for the Issuance of Private Credit Ratings
Click
here to view Moody’s Policy for Public Point-In-Time Credit Ratings Outside Argentina
Click
here view Moody’s Electronic Communications Monitoring Policy
Click
here to view Moody’s Policy Prohibiting MIS from Rating MCO
Click
here to view Moody’s Policy on Credit Rating Symbols, Numbers and Scores
Click
here to view Moody’s Policy for Fee Discussions
Click
here to view Moody’s Policy for Ancillary and Other Permissible Services
Click
here to view the MIS – MA Separation Policy
Click
here to view Moody’s Policy on Communication of Public Rating Actions
Click
here to view Moody’s Policy on Eligibility to Serve as a Rating Committee Chair
Click
here to view Moody’s Policy on Not Maintaining CRs on Issuers From Whom MIS Receives 10 Percent of its Annual Billings
Click
here to view Moody’s Policy on the Conduct of the Rating Committee Process in the EU and the UK
Click
here to view Moody’s Policy on Shareholding
Click
here to view Moody’s Policy on Pricing Disclosures in the EU and UK
Click
here to view Moody’s Policy Banning Recommendations Associated with Credit Ratings
Click
here to view Moody’s Policy for Internal Complaints Regarding MIS Ratings or the Ratings Process
Click
here to view Moody’s Policy on the Circulation of Rating Committee Materials
Click
here to view Moody’s Policy for Review of EU and UK Endorsed Sub-Sovereign Ratings
Moody’s Investors Service will publicly disclose any material modifications to its systems, resources and procedures in the Moody’s Investors Service Code of Professional Conduct.
MIS welcomes feedback on the Moody’s Investors Service Code of Professional Conduct. Questions and comments on the Code can be sent to the following email address:
MISCodeofConduct-Comments@moodys.com