Deutsche Bank Securities Inc Credit Rating

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Date	Document Type	Title	Source
04 Mar 2010	Rating Action	Moody's downgrades Deutsche Bank to Aa3/C+ from Aa1/B; outlook stable	Moody's Investors Service
19 Nov 2009	Rating Action	Moody's reviews Deutsche Bank ratings for downgrade (snr Aa1)	Moody's Investors Service
05 Dec 2008	Rating Action	Moody's changes outlook on Deutsche Bank's ratings to negative	Moody's Investors Service
11 May 2007	Rating Action	Moody's announces bank rating actions for Germany and for related banks in Ireland, Luxembourg, the United Kingdom and the United States resulting from implementation of JDA and BFSR methodologies	Moody's Investors Service
10 Nov 2003	Rating Action	MOODY'S CHANGES BACK TO STABLE FROM NEGATIVE THE OUTLOOK FOR DEUTSCHE BANK'S LONG-TERM RATINGS (SENIOR AT Aa3); ALSO LOWERS THE BANK'S FINANCIAL STRENGTH RATING TO B- FROM B, WITH STABLE OUTLOOK AS WELL	Moody's Investors Service
16 Jan 2001	Rating Action	MOODY'S CONFIRMS A1 DEBT RATING OF SENIOR NOTES ISSUED ORIGINALLY BY BT ALEX. BROWN INC (NOW PART OF THE DEUTSCHE BANK GROUP)	Moody's Investors Service
12 May 1999	Rating Action	MOODY'S UPGRADES RATINGS OF BANKERS TRUST CORPORATION (SENIOR TO A1) AND CONFIRMS DEBT RATINGS OF BANKERS TRUST COMPANY (DEPOSITS AT A1)	Moody's Investors Service
23 Nov 1998	Rating Action	MOODY'S PUTS RATINGS OF BANKERS TRUST CORPORATION (SENIOR AT A2) ON REVIEW FOR POSSIBLE UPGRADE, CONFIRMS SHORT-TERM RATINGS	Moody's Investors Service
02 Sep 1998	Rating Action	MOODY'S REVIEWS BANKERS TRUST CORPORATION'S RATINGS (SENIOR AT A2) FOR POSSIBLE DOWNGRADE	Moody's Investors Service
07 Apr 1997	Rating Action	MOODY'S CONFIRMS RATINGS OF BANKERS TRUST NEW YORK CORPORATION (SENIOR AT A2) AND REVIEWS RATINGS OF ALEX. BROWN INCORPORATED (SENIOR AT Baa2) FOR POSSIBLE UPGRADE	Moody's Investors Service
16 Aug 1995	Rating Action	MOODY'S ASSIGNS A2 SENIOR DEBT RATING TO BT SECURITIES CORPORATION	Moody's Investors Service
14 Jun 1995	Rating Action	MOODY'S DOWNGRADES LONG-TERM RATINGS OF BANKERS TRUST NEW YORK CORPORATION (SENIOR TO A2) AND SUBSIDIARIES	Moody's Investors Service
10 Mar 1995	Rating Action	MOODY'S REVIEWS LONG-TERM RATINGS OF BANKERS TRUST NEW YORK CORP. AND ITS SUBSIDIARIES FOR POSSIBLE DOWNGRADE (SENIOR AT A1)	Moody's Investors Service
14 Feb 1995	Rating Action	MOODY'S DOWNGRADES LONG-TERM RATINGS OF BANKERS TRUST COMPANY (DEPOSITS TO Aa3); CONFIRMS RATINGS OF BANKERS TRUST NEW YORK CORPORATION (SENIOR AT A1)	Moody's Investors Service

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