Katonah IX CLO Ltd. Credit Rating

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Date	Document Type	Title	Source
23 Jan 2015	Rating Action	Moody's upgrades ratings on $41.0 million of notes issued by Katonah IX CLO Ltd.	Moody's Investors Service
25 Jul 2014	Rating Action	Moody's upgrades rating on $26 million of notes issued by Katonah IX CLO Ltd.	Moody's Investors Service
18 Jul 2014	Rating Action	Moody's places under review for downgrade ratings on junior notes of four US CLOs with exposure to other CLOs	Moody's Investors Service
17 Oct 2013	Rating Action	Moody's upgrades the ratings of $64 million of notes issued by Katonah IX CLO Ltd.	Moody's Investors Service
21 Mar 2013	Rating Action	Moody's upgrades the ratings of USD 49 million of CLO notes issued by Katonah IX CLO Ltd.	Moody's Investors Service
25 Aug 2011	Rating Action	Moody's upgrades the ratings of notes issued by Katonah IX CLO Ltd.	Moody's Investors Service
22 Jun 2011	Announcement	Moody's places 4,220 tranches from 611 U.S. and 171 European CLO transactions on review for upgrade	Moody's Investors Service
02 Feb 2011	Rating Action	Moody's upgrades the ratings of notes issued by Katonah IX CLO Ltd.	Moody's Investors Service
23 Nov 2010	Announcement	Moody's places the ratings of 225 tranches in 103 CLOs under review for possible upgrade	Moody's Investors Service
01 Oct 2009	Announcement	Moody's announces no adverse action on Katonah IX CLO Ltd. in relation to amendment	Moody's Investors Service
16 Jun 2009	Rating Action	Moody's downgrades the ratings on six notes issued by Katonah IX CLO Ltd.	Moody's Investors Service
17 Mar 2009	Rating Action	Moody's takes rating action on 432 notes issued by 144 CLO transactions	Moody's Investors Service
04 Mar 2009	Announcement	Moody's puts all but senior-most CLO tranches on review for downgrade	Moody's Investors Service
27 Dec 2006	Rating Action	Moody's rates the Katonah IX CLO Ltd. offering from Bear Stearns	Moody's Investors Service

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