Mitsubishi UFJ Morgan Stanley Sec. Co., Ltd. Credit Rating

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Date	Document Type	Title	Source
23 Feb 2017	Announcement	Moody's publishes its methodologies for rating securities firms (Japanese)	Moody's Investors Service
13 Jun 2016	Rating Action	Moody's aligns Mitsubishi UFJ Securities HD and its operating subsidiaries' and affiliate's ratings with Mitsubishi UFJ Financial Group at A1/P-1	Moody's Investors Service
02 Dec 2014	Rating Action	Moody's downgrades ratings of Mitsubishi UFJ Securities Holdings and subsidiaries following sovereign downgrade	Moody's Investors Service
29 Nov 2013	Rating Action	Moody's affirms all ratings of Mitsubishi UFJ Securities Holdings group and assigns Prime-1 rating to Euro-commercial Paper Programme of Mitsubishi UFJ Securities International plc	Moody's Investors Service
16 Sep 2011	Announcement	Moody's confirms all ratings of Mitsubishi UFJ Securities	Moody's Investors Service
05 Sep 2011	Announcement	Moody's sees negative outlook for Japanese securities industry	Moody's Investors Service
24 Aug 2011	Rating Action	Moody's downgrades Japan banks' keep-well letter supported securities subsidiaries following sovereign downgrade	Moody's Investors Service
20 May 2011	Sector Comment	Comment on FY2010 earnings of major securities firms in Japan	Moody's Investors Service
25 Apr 2011	Announcement	Moody's: All Mitsubishi UFJ Securities ratings on downward review	Moody's Investors Service
22 Feb 2011	Announcement	Moody's changes outlook on Japan Mega-Banking groups' ratings to negative	Moody's Investors Service
11 Jan 2011	Rating Action - Translation	Mitsubishi UFJ Securities Internationa EMTN Drawdown (Japanese translation)	Moody's Investors Service
29 Sep 2010	Rating Action - Translation	Moody's downgrades Mitsubishi UFJ Morgan Stanley Securities to Aa3 (Japanese Translation)	Moody's Investors Service
29 Sep 2010	Rating Action	Moody's downgrades Mitsubishi UFJ Morgan Stanley Securities to Aa3	Moody's Investors Service
18 Jun 2010	Announcement	Moody's continues review of Japan bank's 'keep well' subsidiaries	Moody's Investors Service
30 Apr 2010	Announcement	Moody's: No effect on MUSC/MUSHD ratings from May 1 integration	Moody's Investors Service
01 Apr 2010	Rating Action	Moody's assigns Aa2/P-1 to new Mitsubishi UFJ Securities	Moody's Investors Service

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