Morgan Stanley MUFG Securities Co., Ltd. Credit Rating

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Date	Document Type	Title	Source
23 Feb 2017	Announcement	Moody's publishes its methodologies for rating securities firms (Japanese)	Moody's Investors Service
13 Jun 2016	Rating Action	Moody's aligns Mitsubishi UFJ Securities HD and its operating subsidiaries' and affiliate's ratings with Mitsubishi UFJ Financial Group at A1/P-1	Moody's Investors Service
16 Sep 2015	Rating Action	Moody's upgrades Morgan Stanley MUFG Securities Co., Ltd.'s Backed Commercial Paper rating to P-1 from P-2 concluding the review	Moody's Investors Service
17 Jul 2015	Rating Action	Moody's assigns first-time A2 rating to Morgan Stanley MUFG Securities Co., Ltd.; outlook stable	Moody's Investors Service
19 Jun 2015	Announcement	Correction to Text, June 18, 2015 Release: Moody's places Morgan Stanley MUFG Securities Co., Ltd.'s P-2 Backed Commercial Paper rating on review for upgrade	Moody's Investors Service
18 Jun 2015	Rating Action	Moody's places Morgan Stanley MUFG Securities Co., Ltd.'s P-2 Backed Commercial Paper rating on review for upgrade	Moody's Investors Service
24 Jul 2014	Rating Action	Moody's affirms Morgan Stanley's Baa2 rating, revises outlook to positive from stable	Moody's Investors Service
14 Nov 2013	Rating Action	Moody's concludes review of eight large US banks	Moody's Investors Service
22 Aug 2013	Rating Action	Moody's reviews US bank holding company ratings to consider reduced government support	Moody's Investors Service
21 Jun 2012	Special Comment	Key Drivers of Rating Actions on Firms with Global Capital Markets Operations	Moody's Investors Service
21 Jun 2012	Rating Action	Moody's downgrades firms with global capital markets operations	Moody's Investors Service
13 Apr 2012	Announcement	Moody's Updates Timetable for Bank Rating Reviews	Moody's Investors Service
15 Mar 2012	Announcement	Moody's Publishes Expected Timetable for Conclusion of Bank Rating Reviews	Moody's Investors Service
15 Feb 2012	Announcement	Moody's Reviews Ratings for Banks and Securities Firms with Global Capital Markets Operations	Moody's Investors Service
14 Feb 2012	Announcement	Moody's affirms (P)Aaa Rating for European Financial Stability Facility (EFSF)	Moody's Investors Service
04 Jul 2011	Issuer Comment	Conversion of Morgan Stanley Shares Credit Positive for MUFG	Moody's Investors Service
21 Dec 2010	Liquidity Risk Assessment	Morgan Stanley MUFG Securities Co., Ltd.	Moody's Investors Service
27 Jun 2008	Rating Action	Moody's Reviews Aa3 Morgan Stanley for Downgrade	Moody's Investors Service
08 Nov 2007	Rating Action	Moody's assigns negative outlook to Aa3 ratings of Morgan Stanley	Moody's Investors Service

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