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Issuer Ratings.

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SMBC Nikko Securities Inc.
Moody's Org ID:821802265
Market Segment:Financial Institutions
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Research Ratings Family Tree

Issuer Research Industry Research Family Tree Research Methodology
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Date Document Type Title Source
06 Nov 2019 Announcement of Periodic Review MIS
21 Aug 2019 Credit Opinion MIS
08 May 2019 Sector In-Depth MIS
01 Nov 2018 Issuer In-Depth MIS
20 Aug 2018 Credit Opinion MIS
17 Aug 2018 Rating Action MIS
09 May 2018 Issuer In-Depth MIS
11 Apr 2018 Announcement MIS
22 Feb 2018 Credit Opinion MIS
13 Nov 2017 Issuer In-Depth MIS
01 Nov 2017 Issuer In-Depth MIS
19 Oct 2017 Announcement MIS
24 Aug 2017 Credit Opinion MIS
17 Jul 2017 Issuer Comment MIS
28 Feb 2017 Credit Opinion MIS
23 Feb 2017 Announcement MIS
01 Nov 2016 Issuer In-Depth MIS
23 Aug 2016 Credit Opinion MIS
28 Apr 2016 Issuer In-Depth MIS
22 Feb 2016 Credit Opinion MIS
03 Mar 2015 Rating Action MIS
02 Mar 2015 Rating Action MIS
02 Dec 2014 Rating Action MIS
31 Jul 2014 Rating Action - Translation MIS
09 Jul 2012 Sector Comment MIS
05 Sep 2011 Announcement MIS
24 Aug 2011 Rating Action MIS
24 Aug 2011 Rating Action MIS
31 May 2011 Announcement MIS
20 May 2011 Sector Comment MIS
21 Mar 2011 Announcement MIS
14 Mar 2011 Announcement MIS
22 Feb 2011 Announcement MIS
01 Oct 2010 Rating Action MIS
29 Sep 2010 Rating Action - Translation MIS
29 Sep 2010 Rating Action MIS
18 Jun 2010 Announcement MIS
19 Mar 2010 Rating Action MIS
19 Jan 2010 Rating Action MIS
01 Oct 2009 Rating Action MIS
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CBCovered Bond Programme

6The rating history for this credit rating accurately reflects the current status of the (sf) indicator but, due to technical limitations, does not accurately reflect the (sf) indicator history. Please visit the Research tab to view the press release(s) announcing when the (sf) indicator was added or removed.

For credit ratings that are derived exclusively from an existing credit rating of a program, series, category/class of debt, support provider or primary rated entity, or that replace a previously assigned provisional rating at the same rating level, Moody’s publishes a rating announcement on that series, category/class of debt or program as a whole, on the support provider or primary rated entity, or on the provisional rating, but often does not publish a specific rating announcement on each subsequent bond or note for which the credit rating is derived from the existing credit rating. Rating announcements are usually press releases classified as Rating Actions on Please refer to the Research tab on the issuer/entity page for the rating announcement.