Please Note
We brought you to this page based on your search query. If this isn't what you are looking for, you can continue to Search Results for ""
The maximum number of items you can export is 3,000. Please reduce your list by using the filtering tool to the left.

You Browsed By:


You Searched For:


Simon Harris
Managing Director - Global Insurance & Managed Investments


Marc R. Pinto, CFA
Managing Director - Managed Investments

Neal M. Epstein, CFA
VP - Sr Credit Officer

Robert Callagy
VP - Sr Credit Officer

Stephen Tu
VP - Sr Analyst

Vanessa Robert
VP – Sr Credit Officer

Soo Shin-Kobberstad
VP - Sr Analyst

Marina Cremonese
AVP - Analyst

Latin America
Jose Angel Montano

VP - Sr Analyst


Diego Kashiwakura
VP - Sr Analyst

Carlos de Nevares

For information on how to obtain a rating, please contact the business development representatives listed below:


Christopher M. Piron
SVP-Head of Relationship Management
Global Managed Investments – US

Gwenaelle Renard-Safa
SVP-Head of Relationship Management
Global Managed Investments – EMEA



Managed Investments

The product image can not be displayed.
The Managed Investments Group is responsible for Moody's ratings of asset managers, money market funds, fixed-income funds (bond funds and exchange-traded funds), preferred shares and debt issued by closed-end funds, and other alternative investments.


  • 22 Oct 2015
    • Rising Liquidity Risk in the US Corporate Bond Market Has Shifted to Asset Managers
      With regulation limiting the capacity of US investment banks to provide market liquidity, asset managers are increasingly exposed to bond market volatility, which could lead to reduced fund sales and possibly fund outflows, a credit negative. The large banks, in contrast, have reduced their direct exposures to US corporate debt and have strengthened their capital and liquidity buffers. Insurers are the financial institutions least likely to be affected by bond market disruptions... Full Report
  • 1 Oct 2015
    • US Asset Managers Face Credit Negative Liquidity Rules While UK Managers Are in Passive Price War
      The US Securities and Exchange Commission proposed rules for mutual funds and exchange-traded funds requiring disclosure of portfolio liquidity and limits on illiquid holdings. Meanwhile, UK managers continually lower fees on index tracker funds…US Managers l UK Managers
  • 21 Sep 2015
    • US Leveraged Closed End Funds Update: Profiles Weaken As Leverage Increases
      Fund leverage increased an average of 76 basis points across Moody's rated universe over the first half of 2015, a reversal of the deleveraging trend experienced throughout 2014. NAVs ended down over two percent for the first half of 2015, with the second quarter reversing the first three months of NAV appreciation…Full Report
Please refine your search by Market Segment to get corresponding Rating Activity and Watchlist
  DateDocument Type Title Issuer/Entity
01 Dec 2015 Special Comment Disclosure Forms Correction Report
01 Dec 2015 Credit Opinion GAMCO Investors, Inc. GAMCO Investors, Inc.
01 Dec 2015 Rating List Listado de calificaciones para Bolivia
01 Dec 2015 Rating List Listado de calificaciones para Uruguay
01 Dec 2015 Rating List Lista de Ratings da Moody's Para o Brasil
01 Dec 2015 Rating List Moody's Mexico: Listas de Calificaciones
01 Dec 2015 Rating List Listado de calificaciones para Argentina
30 Nov 2015 Credit Opinion PSP Capital Inc. PSP Capital Inc.
30 Nov 2015 Credit Opinion CPPIB Capital Inc. CPPIB Capital Inc.
30 Nov 2015 Analysis Kondor Invest Kondor Invest
Complete Your Profile
Please complete your profile before submitting your comments.
We're Sorry
    © 2015 Moody's Investors Service, Inc., Moody’s Analytics, Inc. and/or their affiliates and licensors. All rights reserved.
    Regional Sites: