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Policies
 
 
Click here to view Moody’s Policy on Anticompetitive Rating Practices (SEC Rule 17g-6)
 
Click here to view Moody’s Policy on Referring Violations of Law (SEC Rule 15E(u))
 
Click here to view Moody's Policy for Receipt, Review and Retention of External Complaints

Click here to view Moody's Policy on MIS Board Approval of Credit Rating Methodologies

Click here to view Moody’s Policy for the Ability of Entities to Decline Publication of Requested Ratings

Click here to view Moody's Investors Service Policy for Record Retention for Rating Services

Click here to view Moody's Anti-Bribery and Anti-Corruption Policy

Click here to view Moody's Code of Professional Conduct

Click here to view Moody's Investors Service Australia Code of Professional Conduct

Click here to view the Report on the Code of Professional Conduct 2015

Click here to view Moody’s Policy on Conflict of Interest Certification
 
Click here to view Moody’s Policy for Material Non-Public Information
 
Click here to view Moody’s Policy for Withdrawal of Credit Ratings
 
Click here to view Moody’s Policy for Disclosure of Requests for Rating Assignments in the EU and South Africa
 
Click here to view Moody’s EU Insider List Policy
 
Click here to view Moody’s Policy for Disclosures
 
Click here to view Moody’s Policy for Sovereign Ratings
 
Click here to view Moody’s Policy for Rated Entity Notification (EU and South Africa)
 
Click here to view Moody’s Policy for Analyst Rotation
 
Click here to view Moody’s Policy for Designating Unsolicited Credit Ratings Outside Argentina, EU, Japan and Mexico
 
Click here to view Moody’s Policy for the Issuance of UMLR, UMPPR, Private Monitored Credit Ratings and Private Point-In-Time Credit Ratings
 
Click here to view Moody’s Policy for Designating Unsolicited Credit Ratings in the European Union
 
Click here to view Moody’s Policy for Designating Non-Participating Rated Entities
 
Click here to view Moody’s Policy on the Separation of Credit Rating Personnel from Commercial Information and Activities
 
Click here to view Moody’s Policy on the SEC Rule 17g-7 Reports of Representations and Warranties
 
Click here to view Moody’s Post Employment Policy
 
Click here to view Moody’s Policy on SEC Rule 17g-5(a)(3)
 
Click here to view Moody’s Policy Prohibiting Sales Marketing Activity by Credit Rating Personnel
 
Click here to view Moody’s Policy for Solicitation or Acceptance of Money Gifts Favors or Entertainment
 
Click here to view the MJKK Code of Professional Conduct
 
Click here to view the MSFJ Code of Professional Conduct
 
Click here to view Moody’s Outside Business Interest Policy
 
Click here to view Moody's Policy for Agency Rotation
 
Click here to view Moody’s EU Rating Assessment Services Call and Meeting Recording Policy
 
Click here to view Moody’s Policy for Rated Entity Notification (DIFC)
 
Click here to view Moody’s Policy Regarding Reporting Breaches of the EU Regulation
 
Click here to view Moody’s Policy Banning Recommendations Associated with Credit Ratings
 
Click here to view Moody’s Policy on Analyst Training
 
Click here to view Moody’s Credit Rating Refusal Policy
 
Click here to view Moody’s Policy for Securities Trading
 
Click here to view Policy for Outsourcing MIS Important Operational Functions
 
Moody’s Investors Service will publicly disclose any material modifications to its systems, resources and procedures in the Moody’s Investors Service Code of Professional Conduct.

MIS welcomes feedback on the Moody’s Investors Service Code of Professional Conduct. Questions and comments on the Code can be sent to the following email address: MISCodeofConduct-Comments@moodys.com