Moody's offers flexible compliance software solutions to support your compliance processes and risk management activities.
Whether part of customer onboarding, supplier due diligence, an anti-financial crime program, or ongoing risk monitoring, our solutions empower you to navigate the complexities of risk and compliance with robust, feature-rich solutions.
Customers from a range of sectors and industries leverage Moody's compliance and risk management software to digitally transform key processes.
Ready to begin transforming your compliance strategy? Book a demo of Moody’s compliance and risk management software and see how our solutions could help you manage risk and compliance activities while driving efficiency.
“With our business growth, we sought a KYC solution provider combining industry-leading capabilities and rigorous global compliance standards. We’re pleased to implement Moody's KYC and AML solutions to further enhance our risk management and compliance capabilities. This implementation aligns with our commitment to upholding the highest standards of compliance, security, and customer trust.”
Louis Liu
Founder and CEO | FOMO Pay
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Moody's helps you automate compliance tasks with workflows that digitally orchestrates a series of compliance checks to help screen and verify new customers or suppliers. Then you can monitor risk through the lifecycle of a relationship. Automate onboarding and risk management with a tailored solution.
Our risk management and compliance platform is integrated with powerful, global data sources to aid due diligence processes and third-party screening activities. Use data checks to uncover hidden risks in complex structures and get insight into beneficial ownership, company hierarchies, sanctions watchlists, and more.
Screen for risks across your third-party network leveraging Moody's robust global data estate and AI-powered solution. Adverse media, sanctions, watchlists, and PEPs data can be organized into detailed profiles by entity, so teams can see the relevant data during compliance activities.
In addition to Moody’s own data, pre-built integrations with +25 leading data providers are available for any number of compliance-related checks. Develop your own data ecosystem; introduce new datasets, and swap existing ones when you need to. And use webhooks to connect with your other back office systems.
Start leveraging global data, customized workflows, and seamless integrations to uncover risks more efficiently and effectively—get in touch to see how Moody's can help.
When it comes to customer onboarding or supplier due diligence, our software is designed to help you simplify complex processes for verifying and assessing individuals and entities. Automate creation of risk profiles for counterparties in your business network, categorize low-, medium-, and high-risk according to your organization’s risk appetite, uncover business ownership structures, and leverage a process of perpetual monitoring.
Moody’s leading global data estate offers you access to high-quality data to support compliance and risk management activities. From sanctions lists and politically exposed persons (PEPs) to beneficial ownership and corporate hierarchies, our data is there to help you uncover risks and support decision-making across onboarding, due diligence, and monitoring activities.
Ingesting the vast amounts of data available for know your customer (KYC), corporate onboarding, supplier due diligence, and ongoing monitoring can be a challenge. Moody's continues to innovate in the field of AI-led compliance software. For example, harness the power of AI during screening to potentially reduce the number of false positives your team deals with while maximizing insight from the data available to you.
APIs and webhooks can be used to integrate our compliance and risk management software with your other back office systems.
When you implement a Moody’s solution, you benefit from dedicated support through our Client Service and Customer Success teams. Client Service offer responsive assistance and timely resolution of queries, while Customer Success works closely with your team to help you get the most from your solution—keeping you informed about product updates, resources, and evolving industry needs.
This episode of our podcasts focusses on the factors that can lead to burnout in the compliance profession.
Lisa Beth Lentini Walker, former compliance officer and assistant general counsel of Marqeta and CEO and founder of Lumen Worldwide Endeavors, along with Moody's Industry Practice Lead, Jill DeWitt, discuss this important issue, helping raise awareness of the problem in the world of compliance risk management.
Customer due diligence (CDD) is the process by which banks and other financial institutions (FIs) identify and verify individuals before they become customers, and how they then assess risk throughout a customer’s lifecycle. The CDD process helps banks understand and manage their entire client risk base and prevent financial crimes like money laundering and fraud.
Automatically verifying someone's ID is the first building block in a digital customer onboarding process. It's a key part of know your customer (KYC) due diligence. So, what do you need in the process and what should you look for in an automation tool?
Due to their ability to perform more high-level and complex tasks, AI Agents have the potential to streamline compliance activities and risk-related tasks.
Compliance risk management refers to a proactive process for identifying, evaluating, and mitigating risks that might arise from non-compliance with laws, regulations, and internal standards. It can help organizations maintain legal integrity, protect their reputation, and support operational resilience by embedding compliance into strategic decision-making and daily workflows.
There are 5 keys of compliance widely recognized principles that can help organizations build more effective compliance frameworks. These elements might be shaped to support ethical conduct, regulatory alignment, and operational integrity.
Non-compliance with regulation can result in a range of consequence, here are some:
4 phases of compliance outline a structured approach organizations might use to manage regulatory obligations and mitigate risk.
Moody’s compliance solutions are integrating new AI technologies on an ongoing basis to support risk management activities. Some key AI-led features include:
For more information about our AI-led developments, please get in touch with the team, we would love to hear from you.
Note: This content is for informational purposes only and does not constitute legal advice. Organizations may consult qualified legal professionals for guidance on specific regulatory obligations.
Moody’s can support your organization with a range of compliance and third-party risk management solutions.
Our platform, data, and analytics are designed to help with your risk management and compliance strategies, so please get in touch with the team if you need any more information.
We would love to show you what Moody's KYC can do! Get a demo or alternatively, keep reading to discover more about how Moody's KYC can help you.
